Head of Compliance
The Head of Compliance is responsible for leading and overseeing the organisation’s compliance function, ensuring adherence to all relevant regulatory requirements and promoting a strong culture of compliance across the business.
Key Responsibilities:
- Develop, implement, and maintain the firm’s compliance framework, policies, and procedures
- Provide strategic advice to senior management on regulatory matters and risk mitigation
- Monitor regulatory developments and ensure timely implementation of changes
- Oversee compliance monitoring programmes, reviews, and reporting
- Act as the key point of contact for regulators and external stakeholders
- Promote a culture of compliance through training and awareness initiatives
- Manage and develop the compliance team
Skills & Experience:
- Extensive experience in compliance within financial services or a regulated environment
- Strong knowledge of relevant regulatory frameworks and risk management principles
- Proven leadership and stakeholder management skills
- Excellent analytical, communication, and decision-making abilities
- Professional qualification in compliance, legal, or a related field (desirable)
More information about this role is available upon request – contact the team today for further details.
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