Apex Group has appointed Aneeqa Zamal as Compliance Executive in its Global Compliance Solutions business.
Apex Group’s expanding Global Compliance Solutions team offers a global network of compliance experts, supporting clients to meet their operational and regulatory obligations across international financial hubs. This single-source solution covers regulatory licensing processes through to ongoing compliance support for existing and future regulatory requirements. Clients include fund and asset managers, placement agents, FX brokers, fund distribution platforms and investment advisors.
Initially based in Apex Group’s London offices and supporting global clients, Aneeqa will report to Hari Bhambra, Global Head of Compliance Solutions. She will be responsible for advising and guiding clients through UK and cross-jurisdictional compliance matters, licensing and fund applications.
Aneeqa (pictured) brings understanding of regulated financial services, having joined Apex Group from the pooled supervision team of the UK financial services regulator, the Financial Conduct Authority (FCA). Of particular and immediate relevance to Apex Group’s clients is her significant experience of the new Investment Firm Prudential Regime’s internal capital and risk assessment (ICARA) process for investment firms.