Head of Compliance
As the Head of Compliance, you will be responsible for overseeing and ensuring the adherence to regulatory requirements, policies, and procedures within the Funds Trusts division based in the Isle of Man. You will play a crucial role in maintaining the organization’s integrity, mitigating risks, and fostering a culture of compliance.
Key responsibilities include:
- Regulatory Compliance: Staying up-to-date with relevant laws, regulations, and industry standards, and implementing robust compliance frameworks to ensure the organization’s operations are in line with these requirements.
- Policy Development and Implementation: Developing, reviewing, and updating compliance policies and procedures to address evolving regulatory landscapes and organizational needs.
- Risk Management: Identifying, assessing, and mitigating compliance-related risks, and implementing effective controls and monitoring systems to prevent and detect potential breaches.
- Reporting and Oversight: Providing regular compliance reports to senior management and the board, and collaborating with other departments to ensure comprehensive oversight and accountability.
- Training and Awareness: Designing and delivering compliance training programs to educate employees on their roles and responsibilities, fostering a culture of compliance throughout the organization.
- Regulatory Liaison: Serving as the primary point of contact with regulatory authorities, managing inquiries, audits, and inspections, and ensuring timely and accurate responses.
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